Compliance WphG Specialist (m/f/d)

You ensure compliance with all regulatory requirements according to WpHG, MiFID II, MAR, PRIIPs and other relevant regulations and continuously develop the compliance management system in the field of securities services You carry out control actions and monitoring measures - from transaction monitoring and market abuse monitoring to best execution to customer classification - and document these audit-proof You formulate internal policies, work instructions and procedures and implement regulatory innovations in the securities sector structured in the institution You advise specialist areas in all WpHG compliance issues, accompany new products and processes within the scope of the product release process and train employees on compliance-relevant topics You carry out risk analysis (comliance risk assessments), evaluate suspicion cases (e.g. insider trading, market manipulation) and, if necessary, identify suspicion messages (STOR) You regularly report to management and supervisory bodies and are the central contact person for internal audits, BaFin and Bundesbank

You have a degree in economic, legal or financial sciences (focus on capital market law); relevant certifications such as Compliance Officer WpHG are advantageous You have well-founded knowledge in WpHG, MiFID II, MAR, MaComp and adjacent regulatory requirements

You bring multi-year experience in compliance, law or internal auditing of a value-paper trading institution or an audit firm in the Financial Services sector

You have experience in building or operating a compliance management system as well as performing risk analyses, control actions and monitoring

You work structured and precise in the evaluation of complex trade data, trade independently and communicate safely with management and supervision

You are ready to take over the function of the WpHG Compliance Officer with a direct line of report to the Management Board

You have knowledge of German in word and writing and can also communicate very well in English

Start-up Flair: Security of an established neobank with start-up flair - We plan long term and at the same time you have the opportunity to actively shape the future of mobile banking Long-term perspective: We continuously grow and offer our employees a long-term career perspective Environment where you will feel comfortable: duz culture, regular afterwork events and cool team events in a dynamic working environment Further training options: A broad training catalogue and specialized staff development support you on your career path All-round meals: free drinks, fresh fruits, cereals and free CHECKito lunches are of course with us Staff Offers: You get access to vouchers for numerous CHECK24 products Mobility & Location: With Germany Ticket, Business Bike Leasing and our central location in Frankfurt's banking district, you are flexible from A to B