Fricke Finance & Legal GbR | Germany | 22xxx, 21xxx, 20xxx Hamburg | Permanent position | Full time / Home office | Published since: 08.04.2026 on stepstone.de
Director Risk Management & Compliance (m/f/d)
Our client is an investment company founded by renowned entrepreneurs and investment professionals, which is involved in medium-sized companies in the German-speaking world in the long term. The portfolio companies benefit from an active, entrepreneurial group of shareholders, which, in addition to capital, provides deep expertise, a resilient network and a sustainable and growth-oriented corporate management. As Director Risk Management & Compliance (m/w/d), you play a central role in the interface between management and investment team. They are responsible for the systematic further development of risk and compliance structures and ensure that regulatory requirements are efficiently integrated into existing, lean processes. With your eye and vision, you accompany risk-relevant decisions and bring your analytical strength as well as your distinct understanding of economic relationships. .
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Your tasks • Your profile • What we offer
Conception, implementation and continuous development of policies, processes and control mechanisms in risk management and compliance Continuous monitoring of regulatory developments and deriving practical recommendations for action for the relevant business areas Monitoring compliance with internal and external compliance requirements Preparation, monitoring and coordination of regulatory audits and requests for information Responsibility for outsourcing and ICT third party management Creation of address-oriented management reports as well as annual reports to assess the risk and compliance situation including derivation of optimization measures Support in the preparation of annual accounts Further development and monitoring of complaint management to identify risk and improvement potentials Conception and implementation of training measures to raise awareness among employees Implementation and further development of risk inventory and ongoing assessment of essential risks Active support for financial achievement through effective and pragmatic risk management under defined risk tolerances
Successfully completed studies Multiannual (approximately 7–10 years) relevant professional experience in risk management and/or compliance with an investment manager or KVG Knowledge of regulatory requirements (especially KaMaRisk) and experience in their practical implementation Proven experience in building and developing guidelines, internal control systems and governance structures Representative competence in the preparation of risk analyses and address-oriented reporting Experience in dealing with supervisory authorities as well as accompanying internal and external audits Strong analytical skills, structured and self-responsive working, and a high degree of integrity and discretion Sovereign appearance, pronounced communication skills and the ability to gain different stakeholders for risk and compliance issues German and English knowledge in word and writing High conception, flexibility and a pragmatic, solution-oriented working style
Location
![]() | Fricke Finance & Legal GbR | |
| Hamburg | ||
| Germany |
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