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TARGOBANK | Germany | Düsseldorf | Permanent position | Full time / Home office | Published since: 24.02.2025 on stepstone.de

Senior Compliance Officer - Product and Sales (w/m/d)

Branch: Insurance and financial ser... Branch: Insurance and financial services


BANK. This is our claim as an employer. For our headquarters, we are looking for people who make sure that our clientele feels understood at every touchpoint. Together with us, you will develop products and services that have the benefit of our customers. Be part of this strong team!

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BANK. This is our claim as an employer. For our headquarters, we are looking for people who make sure that our clientele feels understood at every touchpoint. Together with us, you will develop products and services that have the benefit of our customers. Be part of this strong team! Planning, implementation and further development of monitoring measures to comply with legal and regulatory requirements in insurance brokering business Advising the relevant specialist areas for implementing the requirements of the IDD (Insurance Distribution Directive) and the corresponding BaFin newsletter Training of employees in the compliance-relevant areas of insurance and product governance Further development and implementation of surveillance measures in insurance, investment, credit and other retail products Support for the implementation of future regulatory requirements, such as the Retail Investment Strategy in the insurance business Identification of trends and risks related to insurance products and their distribution Creating and coordinating business instructions as well as checking and sharing customer information, training concepts and content, and marketing materials Participation in risk analysis and internal reporting

Complete studies in law, economics or a comparable qualification or long-term experience in insurance or banking Knowledge of regulatory requirements in the insurance sector, in particular IDD and BaFin requirements Experience in operational control activities in insurance brokerage and in other product areas such as loans, investment products and securities business knowledge in the design, application and evaluation of control processes and sample models Experience in implementing legal requirements in operational processes, including creation of work instructions and business specifications Sovereign handling of internal and external audits, including interface management Teamability, initiative and careful, result-oriented working Good knowledge of English, French are advantageous

A safe workplace in a company where your performance is valued The development of your personal strengths, transparent and individual A fully employee-funded occupational pension scheme to take care of the future Short decision paths and plenty of space A working environment in which team spirit and collegiality are raised Home Office (up to 50% possible)

Company location

Location

ava TARGOBANK
Düsseldorf
Germany

The text of this ad was translated from German into English using an automatic translation system and may contain semantic and lexical errors. Therefore, it should be used for introductory purposes only. For more detailed information, see the original text of the ad at the link below.

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