Fully qualified lawyer (f/m/d) for the supervision of credit and securities institutions as well as in asset management in the securities supervision division

As the Federal Financial Supervisory Authority (BaFin), we are committed to a functioning, stable and integrated financial system every day – and thus also for a competitive financial centre in Germany. As a supervisory authority for banks, insurance companies, financial service providers and securities institutions, we act at the heart of the financial industry and protect consumers. As part of the Single Supervisory Mecha­nism and Resolution Mecha­nism for the banks of the eurozone, we are networked in Europe and worldwide, and we are contributing to European and international financial market standards. We are looking for several

for an indefinite activity in fulltime or parttime as a speaker at our headquarters in Frankfurt am Main. Are you interested in challenging and responsible activities and would you like to contribute to strengthening investor confidence in the proper functioning of the financial markets in Germany? You are important in protecting the overall quality of consumers? Then come to the #teambafin! The broad spectrum of tasks of securities supervision includes the supervision of companies providing services to investors or investing and managing investment assets. As a supervisor, you will ensure that these companies meet the legal requirements such as: Solvency requirements, organisational and behavioural obligations in the field of investor protection. In collective consumer protection, you consistently take the perspective of customers. They work side by side with experienced and other new colleagues and grow into constantly increasing responsibility.

They grant permission to WpIG or KAGB for the operation of a securities institution or for the operation of an asset management company They shall monitor compliance with the regulatory provisions of the securities institutions or corporations supervised by you and their investment funds and, where appropriate, shall implement necessary measures. They supervise the securities service activities of credit institutions in the area or in the intensive supervision They take into account differences in the behaviour of credit institutions, credit service providers and insurance to consumers They are part of international and national working groups to further develop supervisory standards They deal with key issues and work on national and European regulation, in particular the provisions of the Securities Trading Act, the Securities Institutions Act, the Capital Investment Act and the relevant EU regulation such as MiFID, IFR, EMIR, CCPR, AIFM-RL, UCITS-RL, etc.

They have reached at least one ''satisfactory'' in both (state) exams as a full lawyer and ideally have You have more than one year relevant professional experience OR They have reached at least one ''satisfactory'' in a (state) examination (in the so-called ''first examination'' counts the result of the national compulsory examination) and have a minimum of five years of relevant professional experience. You convince colleagues and externals on the basis of your appraisal approach and your clear approach to the matter You have the digital skills to understand and classify new developments in a digital environment They are open to work in projects or project structures and have ideal experiences in workshop and moderation techniques, agile mode of work or even in project management You have very good knowledge of English Of advantage are: Vocational experience in the financial sector, legal advice in the field of banking or capital market law or in public administration We require you to be ready to make business trips. Service trips can also take several days, but are usually planned.

Integration into a team of specialists, for which information and knowledge exchange is of course a matter of course Comprehensive training depending on your personal experience and individual training opportunities (e.g. English courses, seminars) The possibility to act independently within your task Flexible working time (running time with leisure time compensation, possibility for parttime) Mobile work with grds. 40 % minimum presence in the office Extensive social services and benefits (including a reduced job ticket, canteen use, cost-free parking, own day-care facility, occupational pensions for employees via the VBL) An employment in the public service by category 13 TVED – plus a job supplement and Christmas money The basic possibility of an official; may also apply to senior officials to grade A 14 BBesO The possibility of prior use outside the BaFin at national and European level, such as the BMF, the EU Commission or the European Supervisory Authorities JOBV1_EN